Compliance Officer (AMC) Jobs in Chennai Mutual Fund and AMC
⚡ Hiring Now🏫 Chennai Mutual Fund and AMC Employment Zones
Chennai's private mutual fund distributor offices and investment platforms serve retail and HNI investors from Guindy and Ambattur MIDC, employing Tamil-speaking mutual fund advisors, relationship managers, and operations executives.
Mutual Fund and AMC employment zones in Chennai include Guindy, Ambattur MIDC, Sholinganallur, Anna Nagar, Nungambakkam, T. Nagar, Adyar, Velachery, Taramani, and Perungudi.
📋 Job Description
Jobzi is sourcing qualified candidates for Compliance Officer (AMC) positions in Chennai's private Mutual Fund and AMC sector. This is a full-time opportunity with a reputed Mutual Fund and Asset Management employer in Chennai offering competitive salary, structured growth, and a professional work environment. Tamil communication skills are preferred alongside English for professional and business interaction in Chennai.
📌 Key Responsibilities
- Monitor day-to-day AMC operations for compliance with SEBI (Mutual Fund) Regulations 1996, AMFI guidelines, and internal compliance policies
- Prepare and submit regulatory reports including portfolio disclosures, scheme performance reports, and SEBI inspection responses on time
- Review marketing materials, scheme fact sheets, and investor communication for regulatory compliance before publication
- Conduct periodic compliance training for AMC staff on SEBI norms, PMLA obligations, and AMFI code of conduct
- Liaise with SEBI, AMFI, and other regulators during inspections, audits, and query resolution
- Monitor distributor and IFA compliance with AMFI code and flag violations to the compliance committee
- Maintain a regulatory change tracker and update internal policies to reflect amendments to SEBI mutual fund regulations
🎓 Qualifications and Requirements
- What are the key provisions of SEBI (Mutual Fund) Regulations 1996 that a compliance officer must monitor daily?
- How do you prepare an AMC for a SEBI inspection?
- What are the PMLA obligations of an AMC compliance officer?
- Explain the AMFI code of conduct for mutual fund distributors and how an AMC enforces it.
- How do you handle a SEBI show cause notice issued to the AMC?
- What is the process for approving a new scheme information document (SID) before filing with SEBI?
- Describe your approach to building a risk-based compliance monitoring framework for an AMC.
- Good Tamil and English communication skills for team coordination and client interaction in Chennai.
✅ Required Skills
🏆 Certifications and Qualifications
NISM Series V-A (Mutual Fund Distributor) for distribution and sales roles; NISM Series XV (Research Analyst) for equity research roles; CFA (Chartered Financial Analyst) Level I/II for fund analyst and portfolio management roles; CFP (Certified Financial Planner) for wealth management roles; AMFI Registration Number (ARN) for sales and distribution roles; NISM Series X-A (Investment Adviser Level 1) for advisory roles; FRM (Financial Risk Manager) for risk management roles in AMCs; CA or CMA for compliance and fund accounting roles
Frequently Asked Questions
What kinds of mutual fund and AMC jobs are available in Chennai?
Chennai offers a wide range of mutual fund and AMC roles including investor services, KYC compliance, fund accounting, equity and fixed income research, risk analysis, sales and distribution, product management, and senior leadership positions such as fund manager and zonal sales manager. Private AMC branch offices, R and T operations centres, and mutual fund distribution firms across Nungambakkam, Anna Nagar, T. Nagar, and Velachery are active hiring hubs for these roles throughout the year.
Which certifications improve hiring chances for mutual fund jobs in Chennai?
NISM Series V-A (Mutual Fund Distributor) is the baseline requirement for most sales and distribution roles and is mandatory for AMFI Registration Number (ARN) holders. CFA Level I or II significantly strengthens research and fund management applications. CA or CMA qualifications are valued for compliance and fund accounting roles. NISM Series XV (Research Analyst) and FRM (Financial Risk Manager) are additional credentials that differentiate candidates applying for equity research and risk analyst positions in Chennai AMCs.
What is the career growth path in mutual fund and AMC companies in Chennai?
Entry-level candidates typically begin as investor services executives, operations executives, or KYC compliance executives before moving into mid-level roles such as relationship manager, fund accountant, or research analyst within two to four years. With strong performance and advanced qualifications like CFA or MBA Finance, professionals can progress to risk analyst, compliance officer, or product manager roles. Senior tracks lead to zonal sales manager, head of operations, or ultimately fund manager and CIO positions over a ten-to-twenty-year career span.
What does a Compliance Officer do in an AMC?
A Compliance Officer in an AMC ensures that all operations, marketing, distribution, and investment activities comply with SEBI (Mutual Fund) Regulations, AMFI guidelines, and PMLA obligations. They prepare and submit regulatory reports, review investor communications for compliance, conduct staff training, manage SEBI inspections, and maintain a regulatory change tracker. The role requires a deep understanding of mutual fund regulatory frameworks, strong legal drafting ability, and the capacity to manage multiple regulatory deadlines simultaneously without compromising accuracy.
What qualifications are needed for Compliance Officer roles in Chennai AMCs?
An LLB degree with specialisation in corporate or securities law, or a CA qualification with prior regulatory compliance experience, is the preferred background for AMC compliance officer roles. Two to six years of experience in mutual fund compliance, SEBI regulatory affairs, or financial services legal and compliance is typically required. Candidates who have worked through at least one SEBI inspection cycle and have hands-on experience drafting regulatory submissions have a significant advantage in the hiring process for senior compliance roles.
What is the salary for a Compliance Officer in a Chennai AMC?
Compliance Officers in Chennai AMC offices typically earn between Rs.30,000 and Rs.48,000 per month at the mid-entry level with two to three years of experience. Senior compliance officers with five to six years of SEBI mutual fund regulatory experience and demonstrated inspection management capability can earn Rs.60,000 to Rs.72,000 per month. The role commands premium pay at senior levels due to the regulatory risk responsibility it carries, and compliance managers who also hold CA or LLB qualifications are among the highest-paid non-investment professionals in AMCs.
What is the salary for Compliance Officer (AMC) in Chennai Mutual Fund and AMC in
A Compliance Officer (AMC) in Chennai earns between Rs.31,000 and Rs.73,000 per month in July 2026, depending on experience, skills, and employer.
What experience is required for Compliance Officer (AMC) jobs in
2 - 6 Years of relevant experience is typically required for Compliance Officer (AMC) positions in Chennai's private Mutual Fund and AMC sector.
வேலை விவரம் - தமிழில்
Chennai-ல் Compliance Officer (AMC) வேலைவாய்ப்பு. மாத சம்பளம் ரூ.31,000 முதல் ரூ.73,000 வரை. 2 - 6 Years અனுபவம் தேவை. Mutual Fund and AMC-ல் Full Time பணி. ஆர்வமுள்ளவர்கள் Jobzi மூலம் விண்ணப்பிக்கலாம்.