KYC and AML Compliance Executive Jobs in Coimbatore Mutual Fund and AMC

📋 Job Description

Jobzi is sourcing qualified candidates for KYC and AML Compliance Executive positions in Coimbatore's private Mutual Fund and AMC sector. This is a full-time opportunity with a reputed Mutual Fund and Asset Management employer in Coimbatore offering competitive salary, structured growth, and a professional work environment. Tamil communication skills are preferred alongside English for professional and business interaction in Coimbatore.

📌 Key Responsibilities

• Review and verify KYC documents submitted by new and existing investors for completeness and SEBI compliance
• Classify investors by risk category (low, medium, high) as per PMLA and SEBI AML guidelines
• Monitor transactions for suspicious patterns and prepare suspicious transaction reports (STRs) for reporting to FIU-IND
• Maintain CKYC registry records and ensure timely updates for all unit-holders
• Liaise with compliance and legal teams to address KYC deficiencies and investor non-compliance
• Prepare periodic AML compliance reports for internal audit and regulatory submissions
• Support periodic investor due diligence reviews and enhanced due diligence for high-risk accounts

🎓 Qualifications and Requirements

• What is CKYC and how does it differ from the traditional KYC process?
• Explain the PMLA provisions applicable to mutual fund investors.
• What are the risk categories used for investor classification under AML norms?
• How do you identify a suspicious transaction in a mutual fund account?
• What documents are required for KYC verification of an NRI investor?
• Describe the process of filing a suspicious transaction report (STR).
• What is the role of FIU-IND in the mutual fund compliance ecosystem?
• Good Tamil and English communication skills for team coordination and client interaction in Coimbatore.

✅ Required Skills

🏆 Certifications and Qualifications

NISM Series V-A (Mutual Fund Distributor) for distribution and sales roles; NISM Series XV (Research Analyst) for equity research roles; CFA (Chartered Financial Analyst) Level I/II for fund analyst and portfolio management roles; CFP (Certified Financial Planner) for wealth management roles; AMFI Registration Number (ARN) for sales and distribution roles; NISM Series X-A (Investment Adviser Level 1) for advisory roles; FRM (Financial Risk Manager) for risk management roles in AMCs; CA or CMA for compliance and fund accounting roles