Margin Funding and Pledge Executive Jobs in Coimbatore Stock Broking Company

📋 Job Description

Jobzi is sourcing qualified candidates for Margin Funding and Pledge Executive positions in Coimbatore's private Stock Broking Company sector. This is a full-time opportunity with a reputed Stock Broking and Capital Markets employer in Coimbatore offering competitive salary, structured growth, and a professional work environment. Tamil communication skills are preferred alongside English for professional and business interaction in Coimbatore.

📌 Key Responsibilities

• Process margin funding and loan against shares (LAS) disbursement and repayment requests
• Execute demat pledge and unpledge instructions for clients availing margin trading facility
• Monitor daily MTM of funded client portfolios and trigger margin calls for shortfall situations
• Calculate and apply interest charges on margin funding and LAS accounts as per product terms
• Coordinate with depository operations for pledge confirmation and release instructions
• Maintain margin funding ledger and reconcile funded positions against client holdings
• Prepare daily funding utilisation and exposure reports for risk and management review

🎓 Qualifications and Requirements

• Graduate in Commerce or Finance with understanding of NBFC lending and margin products
• Familiarity with SEBI Margin Trading Facility (MTF) regulations and NBFC guidelines
• Knowledge of demat pledge and unpledge process on CDSL and NSDL platforms
• Ability to monitor MTM and calculate funding exposure in real time
• Proficiency in MS Excel for interest calculation and portfolio monitoring
• Attention to accuracy in instruction processing and collateral record maintenance
• Good coordination skills for working across dealing, DP, and risk teams
• Good Tamil and English communication skills for team coordination and client interaction in Coimbatore.

✅ Required Skills

🏆 Certifications and Qualifications

NISM Series VII (Securities Operations and Risk Management) for operations roles; NISM Series VIII (Equity Derivatives) for derivatives dealer and risk roles; NISM Series X-A and X-B (Investment Adviser) for advisory and relationship manager roles; NISM Series XV (Research Analyst) for equity research roles; NISM Series V-A (Mutual Fund Distributor) for cross-sell roles; NCFM (NSE Certified Financial Market) modules; SEBI KYC Registration Agency (KRA) compliance awareness; CFP (Certified Financial Planner) for wealth management roles